By Hayes Hunt and Thomas O’Rourke On Wednesday, Rajat Gupta, former director of Goldman Sachs, will be sentenced for conspiracy and securities fraud in connection with insider trading. Gupta is requesting a non-custodial sentence, based on his lifetime of good…
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Judge Rakoff & S.E.C.’s Policy of Settling Without Admissions of Wrongdoing – “HALLOWED BY HISTORY, BUT NOT BY REASON”
By Hayes Hunt and Jonathan Cavalier Published in The Legal Intelligencer on March 21, 2012 “HALLOWED BY HISTORY, BUT NOT BY REASON” – Second Circuit Stays Judge Jed Rakoff’s Challenges to the S.E.C.’s Policy of Settling Without Admissions of Wrongdoing…
Tagged with: Citigroup, Judge Rakoff, S.E.C., Second Circuit, Securities Exchange Commission
Posted in Corporate Compliance
Posted in Corporate Compliance
